Social Media
Archiving : Monitoring : Market Intelligence
 

White Papers

Social Media Archiving for Financial Advisors:
More than a Compliance Tool

If you think of social media archiving only as a necessary evil, think again. Sure, you need it to stay out of trouble with the compliance professionals who keep you on the right side of the SEC and FINRA. But social media archiving can also make your marketing more effective. This happens when you use it to collect and analyze information that inspires content and helps you manage your firm’s online reputation.

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Arkovi Data Center Overview

Our data center provides optimization through its operations via secure, scalable,and redundant facilities. An on-site team is responsible for the purchase, configuration, and maintenance of all physical hardware, application software, and operating systems in our data center and it is staffed 24/7.

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Social Networking for RIAs

More and more RIAs are successfully marketing themselves on LinkedIn, Twitter, Facebook, and other social networking platforms. But there’s still a lot of confusion about what SEC regulations allow on social media. A lot of that confusion clearly comes from the rich but complex features of each platform, and how the regs apply to each feature. To our knowledge, no one has attempted a feature-by-feature analysis of what’s allowed, on one piece of paper. So here’s ours (see chart). We welcome your comments and suggestions.

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How SEC regulations apply to RIAs using social media

The Social Media Regs and RIAs is a chart intended to illustrate how the use of social networks maps to the rules and regulations for registered investment advisors. This chart will evolve as the regulators provide ongoing guidance – as FINRA has with its most recent release of 11-39.

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Arkovi Overview

Take a Look at the Big Picture and download the Arkovi overview to see what we are all about.

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Webinar Series

Listen to a wide range of experts, featured in our library of recorded webcasts: Files are in WMV format

Social Media for Financial Advisors June 2011ByAllAccounts Replay Featuring D. Bruce Johnston, Blane Warrene and Zach Hedges
LinkedIn 10 Mistakes to Avoid May 2011Featuring Mike Byrnes, Byrnes Consulting
Social Media Analytics – How and Why April 2011Featuring Joe Polidoro and Marketeria
Client Acquisition in the 21st Century January 2011Featuring eRollover
Getting Social into Your Business, July 2010Featuring Joe Polidoro & Triplestop LLC
Compliance & Social Media Promote & Protect Your Firm, August 2010Featuring Chris Winn & Advisor Assist
Facebook for Business Using Fan Pages for Business, October 2010Featuring Stephanie Sammons, Wired Advisor
Get on Board with Social Media Integrate Social Media & Your Web Site, September 2010Featuring Loic Jeanjean, Advisor Websites